Organizational Chart of Steward Partners

Steward Partners

www.stewardpartners.com

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Board

N-1

N-2

CEO

James Gold
Move

Chairman of the Board

Michael McMahon
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Director

Andrew Braithwaite
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Director

Elizabeth Fisher
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Director

Joseph Gleberman
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Director

Rob Jackowitz
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Director

Charles Johnston
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Director

Robert Mulholland
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Director

Janet Robinson
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Director

Jason Sussman
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Director

Keith Taylor
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CFO

Joseph Faber
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Wealth Management

W...
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Control

K...
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Control

D...
Move

President & COO

Hy Saporta
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Business

J...
Move

Business

R...
Move

Operations & Supervision

S...

Operations & Supervision @ Umpqua Investments
Move

Business

K...
Move

Business

J...
Move

Business

S...
Move

Operations

B...
Move

Operations & Risk

A...
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Administration

M...
Move

Administrative Assistant

F...
Move

Compliance & Risk

G...
Move

Compliance

R...
Move

Surveillance & Monitoring

C...
Move

Compliance

R...
Move

Compliance

J...
Move

Deputy Compliance

J...
Move

HR

K...
Move

Legal

P...
Move

Marketing

G...
Move

Media & Mktg

I...
Move

Product

F...
Move

Western

E...

CEO @ Umpqua Investments
Move

Central

C...
Move

Northeast

M...
Move

Southeast

J...
Move

Service Strategy & COO

Jeani Winterbourne

COO @ Umpqua Investments
Move

CIO

M...
Move

Technology

B...
Move

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